Original title: Gaussian-Restricted Barycenters for KL-Unbalanced Optimal Transport: Variational Theory and Fixed-Point Convergence
Jiaping Yang, Yunxin Zhang · September 2026
Comparing data shapes that have unequal amounts of mass is difficult. Standard math tools often assume both sides have equal totals. The researchers studied this issue by looking for a balanced middle shape, called a barycenter, using Gaussian shapes, which look like bell curves. To solve this, they profiled the mass directly, turning the calculation into a smooth formula with internal weights. They built a step-by-step solving method that successfully reaches a stable answer starting from any normal bell curve. They proved an optimal shape always exists. When the mismatch penalty is large, there is one unique solution that matches classic shapes. When the penalty is small, the solutions approach the peak of a specific overlap measure.
Imagine you're combining two survey datasets, but one has ten responses and the other has a hundred, and they use different rating systems. Averaging them directly would let the larger dataset drown out the smaller one, and the ratings wouldn't be comparable. In this paper, the method finds a balanced average that respects both the size differences and the scale differences, so neither dataset dominates unfairly.
This method enables accurate comparisons between datasets that have different total amounts or scales, which is common in data analysis. It ensures that no dataset unfairly dominates the average, leading to more reliable conclusions when data is incomplete.
The work is limited to Gaussian barycenters and specific forms of unbalanced transport with KL divergence. It assumes no coupling entropy and relies on penalty scaling conditions. The theoretical results may not directly apply to non-Gaussian distributions or other divergence measures.
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Gaussian-Restricted Barycenters for KL-Unbalanced Optimal Transport: Variational Theory and Fixed-Point Convergence — Jiaping Yang, Yunxin Zhang
Abstract licence: CC0
Explanation generated by Synthesis from the abstract — it is not the original paper. This is a preprint, so it hasn't necessarily been peer reviewed.